Class Exemptions Notice (No 2) 2001
Exemptions for certain classes of persons, transactions, and offers.
Trustee Corporations Exemption Notice 2001
An exemption from rule 6(1) of the Code for trustee companies within the meaning of section 2 of the Trustee Companies Act 1967 and the Public Trustee or the Public Trust Office, which recognises the unique position of trustee corporations and their associates.
Unmarketable Parcels Exemption Notice 2003
An exemption from rule 20 of Code in respect of unmarketable parcels; that is, parcels of securities that are less than the minimum holding specified by a relevant stock exchange.
Professional Underwriters Exemption Notice 2004
An exemption from rule 6(1) of Code for professional underwriters.
Trustees of Family Trusts Exemption Notice 2012
An exemption from rule 6(1) of the Code for trustees of family trusts in relation to any increase in a person's voting control that occurs either as a result of being appointed as a trustee of a family trust, or as a result of a reduction in the number of trustees of the trust.
Registered Charitable Trusts Class Exemption Notice 2019
An exemption from rule 6(1) of the Code for trustees of registered charitable trusts in relation to any increase in a person's voting control that occurs either as a result of being appointed as a trustee of such a trust, or as a result of a reduction in the number of trustees of the trust.
Facilitation of Capital Raising in Response to COVID-19 Exemption Notice 2020
Various exemptions from rule 6(1) of the Code to facilitate certain capital raisings in response to the COVID-19 pandemic. Please note that while this Exemption Notice is still in effect in order to allow certain conditions to operate, the exemptions only apply to increases in voting control that occurred on or before 31 December 2020. It is no longer possible to rely on this exemption notice for further increases in voting control.
Voting Agreements for Schemes of Arrangement Class Exemption Notice 2020
An exemption from rule 6(1) of the Code for persons (and their upstream parties) who may enforce a commitment by a shareholder in a Code company to vote for or against a scheme of arrangement.
Amendment Notice to the Voting Agreements for Schemes of Arrangement Class Exemption Notice 2021
The amendment notice clarifies that the Takeovers Code (Voting Agreements for Schemes of Arrangement) Exemption Notice 2020 only applies to voting commitments in respect of a scheme of arrangement proposed under an existing scheme implementation agreement.
Catalist Public Market Issuers Exemption Notice 2021
An exemption from rule 6(1) of the Code for specified companies listed on the licensed market operated by Catalist Markets Limited.
