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Class Exemptions
Class Exemptions Notice (No 2) 2001
Exemptions for certain classes of persons, transactions, and offers.
Offers Unconditional as to Level of Acceptance Exemption Revocation Notice 2007
This notice revokes the Takeovers Code (Offers Unconditional as to Level of Acceptance) Exemption Notice 2002 and is for all practical purposes redundant, but because it includes a transitional provision that preserves the original exemption for offers that commenced before 1 July 2007, this notice remains in force.
An exemption for professional underwriters.
Small Code Companies Exemption Notice 2016
An exemption for persons who increase their voting control in a "small Code company" as a result of an allotment of voting securities or buyback of voting securities by that company, or as a result of an acquisition of that company's voting securities.
Trustees of Family Trusts Exemption Notice 2012
An exemption for persons who become a trustee of a family trust in relation to any increase in the person's voting control as a result of being appointed as a trustee of that trust and an exemption for trustees of a family trust in relation to any increase in the person's voting control as a result of a reduction in the number of trustees of that trust.
Trustee Corporations Exemption Notice 2001
An exemption for trustee companies within the meaning of section 2 of the Trustee Companies Act 1967 and the Public Trustee or the Public Trust Office.
Unmarketable Parcels Exemption Notice 2003
An exemption in respect of parcels of securities that are less than the minimum holding specified by a relevant stock exchange.